Stirlingshire

We use an electronic trade confirmation process to shift risk and liability off the firm. This allows us to reduce our liability and overhead drastically, pay the advisors much more than any other firm, and operate in a 100% WFH environment while maintaining extreme regulatory compliance. A secondary benefit is that it improves client execution and allows us to tie comp more closely to performance. We have a Former SEC Chairman on our Board of Directors, and our CTO who is the former Global Head of Technology at State Street.

FINRA & SEC approval, Beta launch just started.

Financial Advisors and Retail Clients

We are removing the potential for unauthorized trading and regulation best interest violations from the asset management model. This reduces the risk of many nefarious things taking place for the clients and reduces firm liability.

We have implemented a trade confirmation process that lets the client have the end control over all financial advisor initiated actions.

JPM/MS/GS/BoA

We eliminate many of the nefarious activities that happen in the full service e BD model and tie comp more closely to performance.

Margin Interest, Sweep Program, Fully Paid Stock Lending

Marketplace

Recruiting the first 40 advisors to the platform and raising AUM to $1B.

$2mm for 10%

We could fail to get to scale before running out of funding.

Applying for Plug and Play

Winner of the Fintech Division of The Unicorn Cup.

Trade Confirmation process.